FTSE Mondo Visione Exchanges Index:
News Centre
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Date 17/02/2011
UK Government Announces Appointment Of External Members To The Interim Financial Policy Committee
The Government and the Bank of England today announced that Alastair Clark, Michael Cohrs, Donald Kohn and Sir Richard Lambert have been appointed to the interim Financial Policy Committee (FPC) as external members.
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Date 17/02/2011
FINRA Imposes Fines Totaling $600,000 Against Lincoln Financial Securities And Lincoln Financial Advisors For Failure To Protect Confidential Customer Information - Personal Records Of Over One Million Customers Not Properly Safeguarded; Firm Credited For Response To Customers And Corrective Actions Taken
The Financial Industry Regulatory Authority (FINRA) announced today that it has imposed fines of $450,000 against Lincoln Financial Securities, Inc. (LFS) and $150,000 against an affiliated firm, Lincoln Financial Advisors Corporation (LFA), for failure to adequately protect non-public customer information. In addition, LFS failed to require brokers working remotely to install security application software on their own personal computers used to conduct the firm's securities business.
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Date 17/02/2011
Federal Court Freezes Assets Of Texas Man Larry Benny Groover, Charged By The CFTC With Operating A Foreign Currency Ponzi Scheme And Misappropriating Customer Funds - Court Freezes Defendant’s Assets And Prohibits Destruction Of Books And Records
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained a federal court order freezing the assets of defendant Larry Benny Groover of Gunter, Texas, charged with operating a $1.4 million foreign currency (forex) Ponzi scheme and misappropriating customer funds for his personal use. Groover has never been registered with the CFTC.
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Date 17/02/2011
NYSE Technologies Launches Feed Handlers For OSE’s J-GATE Derivatives Platform - High-Performance Data Coverage For OSE’s New Derivatives Market
NYSE Technologies, the commercial technology unit of NYSE Euronext (NYX), today announced the successful addition of the Osaka Stock Exchange's new J-GATE derivatives feed to their low latency, loss less and high availability market data platform. Designed to meet the demands of some of the industry’s most sophisticated traders, the platform offers all the OSE’s new and enhanced data feeds with NYSE Technologies’ renowned speed, support and service.
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Date 17/02/2011
Lona Nallengara Named Deputy Director In SEC Division Of Corporation Finance
The Securities and Exchange Commission today announced that Lona Nallengara has been named Deputy Director for Legal and Regulatory Policy in the SEC’s Division of Corporation Finance.
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Date 17/02/2011
Program Trading Averaged 26.4 Percent Of NYSE Volume During Feb. 7-11
The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for Feb. 7-11.
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Date 17/02/2011
CME Group Hosts Eleventh Annual Commodity Trading Challenge
CME Group, the world’s leading and most diverse derivatives marketplace, is hosting the eleventh annual CME Group Commodity Trading Challenge, with record participation of 84 schools and 161 teams enrolled, including schools from Australia, Canada, England, Germany, Greece and India. The Challenge allows graduate and undergraduate students to compete in simulated fast-paced electronic and open outcry trading while competing for CME Group internships and scholarships.
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Date 17/02/2011
London Stock Exchange Welcomes FPC Appointments
The London Stock Exchange today warmly welcomed the Government's appointment of four senior members to the Financial Policy Committee.
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Date 17/02/2011
Osaka Securities Exchange: Disciplinary Penalty On Transaction Participant: Rakuten Securities, Inc.
Today, OSE imposed the discipline on Rakuten Securities, Inc. (hereinafter written as the firm) pursuant to Article 42(1)(ix) of the Regulations for Transaction Participants as follows.
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Date 17/02/2011
CFTC Chairman Gary Gensler Testimony Before The U.S. Senate Committee On Banking, Housing, And Urban Affairs, Washington, DC
Good morning Chairman Johnson, Ranking Member Shelby and members of the Committee. I thank you for inviting me to today’s hearing on implementing the Dodd-Frank Wall Street Reform and Consumer Protection Act. I am pleased to testify on behalf of the Commodity Futures Trading Commission (CFTC). I also thank my fellow Commissioners and CFTC staff for their hard work and commitment on implementing the legislation.
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