FTSE Mondo Visione Exchanges Index:
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Date 16/06/2011
Federal Court In Florida Orders Capital Blu Management, LLC, Donovan Davis Jr., Damien Bromfield, Blayne Davis And DD International Holdings, LLC To Pay More Than $17 Million For Committing Fraud - Ruling Follows A Verdict Returned After Three-Week Jury Trial In Orlando, Florida
The U.S. Commodity Futures Trading Commission (CFTC) today announced that the Honorable Judge John Antoon II of the U.S. District Court for the Middle District of Florida ordered Capital Blu Management, LLC (Capital Blu) of Melbourne, Fla., Donovan Davis Jr. of Palm Bay, Fla., Damien Bromfieldof Ocoee, Fla., Blayne Davis of Naples, Fla., and DD International Holdings, LLC (DDIH) of Palm Bay, Fla.,jointly and severally to pay restitution of $2,463,592.12. Judge Antoon ordered Bromfield and Blayne Davis each to pay a civil monetary penalty of $4,927,184.24 and ordered Donovan Davis Jr. and DDIH jointly and severally to pay a civil monetary penalty of the same amount.
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Date 15/06/2011
SEC Provides Guidance And Temporary Relief Regarding Security-Based Swap Provisions Of Dodd-Frank Act
The Securities and Exchange Commission today provided guidance as to which of the Title VII requirements of the Dodd-Frank Wall Street Reform and Consumer Protection Act will apply to security-based swap transactions as of July 16, the effective date of Title VII. It also granted temporary relief to market participants from compliance with certain of these requirements.
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Date 15/06/2011
Portware Selects Thomson Reuters for Its Enterprise Cloud-Based Solution - Streamlined Delivery Leverages Elektron’s Global Infrastructure With Integrated Data And Analytics
Portware, a leading provider of global, multi-asset trading systems, and Thomson Reuters today announced that Portware has selected Elektron to support its new cloud-based deployment model. Portware’s latest offering combines the company’s powerful trading technology, Elektron’s resilient and highly secure global infrastructure, and integrated access to Thomson Reuters data, security classification and analytics.
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Date 15/06/2011
Federal Reserve Governor Daniel K. Tarullo - Capital And Liquidity Standards - Before The Committee On Financial Services, U.S. House Of Representatives, Washington, D.C.
Chairman Bachus, Ranking Member Frank, and other members of the Committee, thank you for your invitation to testify today about capital and liquidity standards and their relationship to international competitiveness.
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Date 15/06/2011
CalPERS Names Robert Glazier Deputy Executive Officer For External Affairs
The California Public Employees’ Retirement System (CalPERS) today announced the appointment of Robert Udall Glazier – a 28-year communications veteran in the public and private industries – as the pension fund’s new Deputy Executive Officer for External Affairs.
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Date 15/06/2011
Speech Given By Sir Mervyn King, Governor Of The Bank Of England At The Lord Mayor’s Banquet For Bankers And Merchants Of The City Of London At The Mansion House, 15 June 2011
My Lord Mayor, Mr Chancellor, My Lords, Ladies and Gentlemen:
In recent years, I have set the Mansion House audience a numerical examination. After a pleasant dinner, you will not want to listen to more numbers. A more literary style is appropriate. So my question to you tonight is: which aspect of financial regulation is most deserving of the adjective “tragic”? The answer comes later.
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Date 15/06/2011
Speech At The Lord Mayor’s Dinner For Bankers And Merchants Of The City Of London By The Chancellor Of The Exchequer, Mansion House, London
Lord Mayor, a year ago, standing here just five weeks after the Government had come to office, I spoke about the financial crisis and I quoted what Winston Churchill had said in this very room in the middle of the war.
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Date 15/06/2011
Speech By SEC Commissioner Troy A. Paredes: Statement At Open Meeting To Propose Rule Amendments Regarding Broker-Dealer Reports
Thank you, Chairman Schapiro.
The recommendation before us is to propose rule amendments regarding broker-dealer annual reporting, audit documentation, and custody-related disclosures on a new Form Custody.
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Date 15/06/2011
CFTC Charges Victor E. Cilli And His Company, Progressive Investment Funds LLC, With Operating A Commodity Pool Ponzi Scheme And Misappropriating Customer Funds - New Jersey Resident And His Company Allegedly Defrauded Investors Of More Than $500,000
The U.S. Commodity Futures Trading Commission (CFTC) today charged Victor Eugene Cilli and his company, Progressive Investment Funds LLC (Progressive), both of Hackensack, N.J., with operating a commodity pool Ponzi scheme that defrauded at least four investors of approximately $506,000. Cilli also is charged with misappropriating at least $200,000 of pool funds to pay personal expenses, including meals, entertainment, motorcycle payments and hair salon visits. Progressive is a CFTC-registered Commodity Pool Operator, and Cilli is registered as an Associated Person of Progressive.
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Date 15/06/2011
Speech By SEC Commissioner Luis A. Aguilar: Protecting Investors And Their Assets
Today’s proposal is designed to significantly enhance the objective oversight of broker-dealer compliance with the applicable financial responsibility rules.1In particular, today’s proposal enhances oversight of broker-dealers’ custody practices. I view today’s proposal as a necessary companion rule to the rules adopted a year and half ago that addressed the custodial practices at registered investment advisers.
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