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- Intermediation of trade in over-the-counter derivatives contract on a security.
- Intermediation of credit derivative transactions.
- Intermediation of cash lending/borrowing.
- Intermediation of making an anonymous association contract among parties.
- Intermediation of making a deposit.
- Intermediation of making a contract to guarantee on joint and several liability.
@ The acts above are found to violate the Article 7 of the Law on Foreign Securities Firms (LFSF), the Article 34 (3) and (4) of Securities & Exchange Law applied based on 14 (1) of the LFSF.