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Cboe Global Markets To Present At The Piper Sandler Global Exchange And Trading Conference On June 5
Date 29/05/2024
Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, announced today that Fredric Tomczyk, Chief Executive Officer, and Jill Griebenow, Executive Vice President and Chief Financial Officer, will present at the Piper Sandler Global Exchange and Trading Conference in New York City on Wednesday, June 5 at 2:00 p.m. ET.
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New Zealand Financial Markets Authority Publishes First Monitoring Insights Report Into Financial Advice Providers
Date 29/05/2024
The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko – today published its first monitoring report of the new financial advice regime. The report shows how a range of Financial Advice Providers (FAPs) responded to the obligations and licensing requirements under the new regime introduced during the transitional period in 2021, and fully effective from March 2023.
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MarketAxess To Participate In Upcoming Investor Conferences
Date 29/05/2024
MarketAxess Holdings Inc. (Nasdaq: MKTX), the operator of a leading electronic trading platform for fixed-income securities, today announced that it will be participating in the following upcoming investor conferences:
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Robinhood Markets, Inc. To Present At The Piper Sandler Global Exchange And Trading Conference On June 5, 2024
Date 29/05/2024
Robinhood Markets, Inc. (“Robinhood”) (NASDAQ: HOOD) today announced that it will be participating in the upcoming Piper Sandler Global Exchange and Trading Conference on Wednesday, June 5, 2024.
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CME Group U.S. Treasury Complex Surpasses Record 34 Million Contracts
Date 29/05/2024
CME Group , the world's leading derivatives marketplace, today announced that volume in its deeply liquidU.S. Treasury complex set a new record of 34,350,339 contracts traded onMay 28 , surpassing the previous record of 33,322,608 contracts onNovember 27, 2023 .
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US Treasury Releases First Ever Non-fungible Token Illicit Finance Risk Assessment
Date 29/05/2024
Today, the U.S. Department of the Treasury published a 2024 Non-fungible Token (NFT) Illicit Finance Risk Assessment. The risk assessment explores how vulnerabilities associated with NFTs and NFT platforms may be exploited by illicit actors for money laundering, terrorist financing, and proliferation financing.
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CFTC Chairman Behnam To Keynote At The Piper Sandler Global Exchange & Trading Conference 2024
Date 29/05/2024
WHAT:
Chairman Rostin Behnam to keynote at the Piper Sandler Global Exchange & Trading Conference 2024.
WHEN:
Wednesday, June 5, 2024
12:30 p.m. (ET)WHERE:
Lotto New York Palace Hotel
Holmes Ballroom, 4th floor
455 Madison Avenue
New York, NY 10022
Listen to Webcast
Additional Information: Galaxy Digital Holdings Ltd. - Piper Sandler Global Exchange & Trading Conference -
US Office Of The Comptroller Of The Currency Launches Project REACh 2.0
Date 29/05/2024
The Office of the Comptroller of the Currency (OCC) today announced the launch of REACh 2.0 at its Project REACh Financial Inclusion Summit.
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“The Five Principles Of Effective Cooperation In SEC Investigations,” Remarks At Securities Enforcement Forum West 2024, Gurbir S. Grewal, Director, SEC Division Of Enforcement, Silicon Valley, CA, May 23, 2024
Date 29/05/2024
Bruce [Carton, founder/editor of Securities Docket], thank you not just for the introduction, but also for the invitation to join you today.
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CalPERS Votes Against ExxonMobil Directors For Anti-Shareholder Lawsuit
Date 29/05/2024
CalPERS voted against all sitting members of ExxonMobil’s board of directors, including Chief Executive Officer Darren Woods, at the company’s annual general meeting on Wednesday, May 29.
