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Chicago Stock Exchange December 2002 Volume

Date 17/01/2003

December 2002 Volume Results December 2002 Listed Share Volume 1,556,
Tokyo Stock Exchange Board Report -December 2002

Date 16/01/2003

Revisions to Establish Quarterly Disclosure from Listed Companies Recently, many dynamic changes could be seen in the corporate landscape as laws were revised to permit more corporate reorganization, global economic competition intensified, and businesses continued to restructure. As these changes grew in frequency and speed, a growing need for quicker information at regular intervals was felt by investors to allow them to make better investment decisions based on more timely corpor
Tokyo Stock Exchange And Shenzhen Stock Exchange Sign A Memorandum Of Understanding

Date 16/01/2003

Tokyo Stock Exchange and Shenzhen Stock Exchange yesterday signed a memorandum of understanding. Both Exchanges believe the cooperation between them will foster the benefit of the financial services industry in China and Japan, and will assist in the maintenance of orderly markets in securities in each country.
Singapore Exchange Appoints Hsieh Fu Hua As New CEO

Date 16/01/2003

Singapore Exchange (SGX) is pleased to announce the appointment of Mr Hsieh Fu Hua as its new Chief Executive Officer (CEO). Currently Managing Partner of PrimePartners Asset Management, Mr Hsieh will start his appointment on 1 March 2003.
SEC And NASD Action Plan On Mutual Fund Sales Load Charges

Date 16/01/2003

Continuing their joint efforts to ensure that investors are charged the correct sales loads on their mutual fund transactions, the Securities and Exchange Commission and NASD have launched a multifaceted action plan.

SEC Adopts Rules On Provisions Of Sarbanes-Oxley Act - Actions Cover Non-GAAP Financials, Form 8-K Amendments, Trading During Blackout Periods, Audit Committee Financial Expert Requirements

Date 16/01/2003

The Securities and Exchange Commission today voted to adopt the following rules and amendments concerning provisions of the Sarbanes-Oxley Act of 2002.
Program Trading Averaged 32.6 Percent Of NYSE Volume During Jan 6-10, 2003

Date 16/01/2003

The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for Jan. 6-10, 2003.
Nymex Increases Copper Position Limits And Accountability Levels

Date 16/01/2003

The New York Mercantile Exchange, Inc., has increased the position accountability levels and positions limits on its copper futures contracts with certain provisions.
Nymex EFS Transactions Reach One Million Contracts

Date 16/01/2003

The New York Mercantile Exchange yesterday announced that exchange of futures for swaps (EFS) transactions volume surpassed one million contracts through the end of last week.
NYBOT & TRADEPAQ To Work Together On eCOPS

Date 16/01/2003

(NYBOT®) announced today that TRADEPAQ Corp has agreed in principle to work with the new Electronic Commodity Operation Processing System (eCOPS) as system integrators. The NYBOT and TRADEPAQ have signed a memorandum of understanding, outlining the new working relationship.