Highlights
- Securities Market
-
The average daily turnover for the first 10 months of 2012 was $53,073 million, a decrease of 27 per cent when compared with $73,063 million for the same period last year.
-
The average daily turnover of RQFII A-share ETFs for October 2012 was $148 million, an increase of 124 per cent when compared with $66 million for September 2012.
-
The first RMB-traded equity security outside Mainland China commenced trading in Hong Kong on 29 October 2012, with an average daily turnover of RMB 19 million.
-
There were 92 newly listed debt securities in the first 10 months of 2012, a record high.
- Derivatives Market
-
The average daily turnover of futures and options for the first 10 months of 2012 was 485,146 contracts, a decrease of 18 per cent when compared with 589,631 contracts for the same period last year.
-
In October 2012, the month’s average daily turnover of H-shares Index Options was greater than that of Hang Seng Index Options for the first time.
-
On 29 October 2012, the open interest of H-shares Index Options, H-shares Index Futures and HSCEI Dividend Point Index Futures reached record highs of 765,935, 207,979 and 77,555 contracts respectively.
Listed Securities (Main Board and GEM)
Month-end figures
|
|
Oct 2012 |
Oct 2011 |
End 2011 |
|
No. of listed companies |
1,536 |
1,472 |
1,496 |
|
Total market capitalisation ($Bil.) |
20,408 |
18,443 |
17,537 |
|
No. of newly listed companies * |
4 |
6 |
101 |
|
No. of listed securities |
6,831 |
6,911 |
6,723 |
|
No. of equity warrants |
13 |
17 |
15 |
|
No. of derivatives warrants |
3,731 |
4,441 |
4,027 |
|
No. of CBBC |
1,182 |
700 |
901 |
|
No. of unit trusts |
108 |
87 |
88 |
|
No. of debt securities |
257 |
190 |
192 |
* Includes the number of transfer of listings from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
|
Oct 2012 |
Sep 2012 |
% Change |
|
Monthly turnover ($Mil.) * |
1,048,590 |
1,047,442 |
0% |
|
Average daily turnover by value ($Mil.) * |
52,429 |
52,372 |
0% |
|
No. of trading days |
20 |
20 |
- |
* Turnover value for securities traded in non-Hong Kong dollar currency have been included since 29 November 2010
Turnover by Type of Securities (Main Board and GEM)
|
|
Oct 2012 |
Sep 2012 |
% Change |
|
Equities |
770,103.12 |
779,143.92 |
-1.2% |
|
Derivative warrants |
130,163.41 |
121,232.21 |
7.4% |
|
CBBC |
98,020.81 |
103,355.49 |
-5.2% |
|
Debt securities |
131.22 |
156.20 |
-16.0% |
( ) % of market total
Turnover value for securities traded in non-Hong Kong dollar currency have been included since 29 November 2010
ATS Transactions
The total turnover of automated trading services’ (ATS) transactions for October 2012 was $22,582 million (2.2 % of the securities market total turnover).
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
|
Oct 2012 |
Oct 2011 |
End 2011 |
|
No. of H shares |
172 |
165 |
168 |
|
No. of Red chips Stocks |
108 |
103 |
107 |
|
No. of Mainland private enterprises |
432* |
353 |
365 |
|
Market capitalisation (% of market total) |
56.9% |
55.1% |
55.5% |
|
Turnover value (% of equity turnover) |
70.4% |
67.0% |
66.0% |
* Revised methodology for classification of listed companies took effect from 1 January 2012 (Mainland private enterprises were classified as Non-H Share Mainland Private Enterprises, or NHMPE before revision).
Index Performance
Month-end figures
|
|
Oct 2012 |
% Change |
% Change |
|
S&P/HKEx LargeCap Index |
26009.56 |
4.3% |
8.8% |
|
S&P/HKEx GEM Index |
346.93 |
-0.4% |
-28.4% |
|
Hang Seng Index |
21641.82 |
3.9% |
9.0% |
|
Hang Seng China Enterprises Index# |
10582.05 |
7.6% |
0.7% |
|
Hang Seng China-Affiliated Corporations Index* |
4199.91 |
2.9% |
9.3% |
# - tracks H shares
* - tracks Red chips
Derivatives Market Turnover
|
|
Average Daily Volume (Contracts) |
||
|
Oct 2012 |
Sep 2012 |
% Change |
|
|
Total Futures |
186,589 |
187,277 |
-0.4% |
|
Hang Seng Index Futures |
76,509 |
80,939 |
-5.5% |
|
Mini Hang Seng Index Futures |
29,372 |
31,950 |
-8.1% |
|
H-shares Index Futures |
71,944 |
66,357 |
8.4% |
|
Mini H-shares Index Futures |
5,825 |
5,405 |
7.8% |
|
HSI Dividend Point Index Futures |
0 |
188 |
-100.0% |
|
HSCEI Dividend Point Index Futures |
476 |
1,110 |
-57.1% |
|
HSI Volatility Index Futures 1 |
10 |
4 |
150.0% |
|
IBOVESPA Futures 2 |
0 |
0 |
- |
|
MICEX Index Futures 3 |
0 |
0 |
- |
|
Sensex Index Futures 4 |
0 |
0 |
- |
|
FTSE/JSE Top40 Futures 5 |
0 |
0 |
- |
|
Stock Futures |
2,226 |
1,216 |
83.1% |
|
3-Month HIBOR Futures |
0 |
0 |
- |
|
1-Month HIBOR Futures |
0 |
0 |
- |
|
3-Year Exchange Fund Note Futures |
0 |
0 |
- |
|
USD/CNH Futures 6 |
228 |
217 |
5.1% |
|
Gold Futures |
0 |
0 |
- |
|
Total Options |
319,821 |
300,182 |
6.5% |
|
Hang Seng Index Options |
31,044 |
39,746 |
-21.9% |
|
Mini Hang Seng Index Options |
5,656 |
5,225 |
8.2% |
|
Flexible Hang Seng Index Options |
244 |
10 |
2340.0% |
|
H-shares Index Options |
32,232 |
30,749 |
4.8% |
|
Flexible H-shares Index Options |
23 |
8 |
187.5% |
|
Stock Options |
250,621 |
224,444 |
11.7% |
|
Total Futures and Options |
506,410 |
487,459 |
3.9% |
1 Trading in HSI Volatility Index Futures commenced on 20 Feb 2012
2 Trading in IBOVESPA Futures commenced on 30 Mar 2012
3 Trading in MICEX Index Futures commenced on 30 Mar 2012
4 Trading in Sensex Index Futures commenced on 30 Mar 2012
5 Trading in FTSE/JSE Top40 Futures commenced on 30 Mar 2012
6 Trading in USD/CNH Futures commenced on 17 Sep 2012
Clearing and Settlement
|
CCASS Statistics (securities market) |
Oct 2012 |
Sep 2012 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
787,661 |
760,470 |
3.58% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
73,722 |
70,681 |
4.30% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
367 |
362 |
1.38% |
|
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.90 |
99.90 |
N/A |
|
Shares deposited in the CCASS depository |
|
|
|
|
DCASS Statistics (derivatives market) |
Oct 2012 |
Sep 2012 |
% Change |
|
Month-end Open Interest (contracts) |
|
|
|
|
– Equity Index Futures |
401,865 |
357,089 |
12.5% |
|
– Stock Futures |
19,029 |
10,353 |
83.8% |
|
– Interest Rates Futures |
5 |
5 |
0.0% |
|
– RMB Currency Futures |
1,956 |
1,076 |
81.8% |
|
– Gold Futures |
0 |
0 |
- |
|
– Equity Index Options |
1,091,156 |
988,510 |
10.4% |
|
– Stock Options |
5,444,148 |
4,658,740 |
16.9% |
Year-to-date Statistics
|
Securities Market |
Oct 2012 |
Oct 2011 |
% Change |
|
No. of newly listed companies # |
53 |
75 |
-29% |
|
Average daily turnover by value ($Mil.) ^ |
53,073 |
73,063 |
-27% |
|
Average share traded per trading day (Mil. Shares) |
139,235 |
163,406 |
-15% |
|
Average no. of trades per trading day |
767,999 |
894,416 |
-14% |
|
Fund raised by IPOs ($Mil.) |
48,876 |
208,853 |
-77% |
|
Total funds raised (including IPOs) ($Mil.)* |
205,870 |
385,367 |
-47% |
|
Derivatives Market |
Oct 2012 |
Oct 2011 |
% Change |
|
Average daily volume (contracts) |
|
|
|
|
– Equity Index Futures |
189,234 |
207,143 |
-8.6% |
|
– Stock Futures |
1,228 |
1,933 |
-36.5% |
|
– Interest Rates Futures |
1 |
3 |
-66.7% |
|
– RMB Currency Futures |
225 |
- |
- |
|
– Gold Futures |
- |
18 |
- |
|
– Equity Index Options |
67,266 |
65,231 |
3.1% |
|
– Stock Options |
227,385 |
315,305 |
-27.9% |
|
Clearing & Settlement |
Oct 2012 |
Oct 2011 |
% Change |
|
Average daily number of exchange trades handled by CCASS |
767,591 |
893,763 |
-14.12% |
|
Average daily number of settlement instructions (SIs) settled by CCASS |
72,214 |
85,933 |
-15.96% |
|
Average daily number of investor SIs (ISIs) settled by CCASS |
334 |
506 |
-33.99% |
# Includes the number of transfers of listing from GEM to Main Board
^ Turnover value for traded in non-HKD currency securities have been included start from 29 November 2010
* Provisional figures only
Historical Records
up to 31 October 2012
Top 10 Hang Seng Index Closes
|
Rank |
Date |
Close |
|
1 |
2007/10/30 |
31638.22 |
|
2 |
2007/10/29 |
31586.90 |
|
3 |
2007/11/01 |
31492.88 |
|
4 |
2007/10/31 |
31352.58 |
|
5 |
2007/11/02 |
30468.34 |
|
6 |
2007/10/26 |
30405.22 |
|
7 |
2007/10/25 |
29854.49 |
|
8 |
2007/11/07 |
29708.93 |
|
9 |
2007/12/06 |
29558.92 |
|
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
|
Rank |
Date |
Turnover ($) |
|
1 |
2007/10/03 |
210,505,533,155 |
|
2 |
2007/10/16 |
201,413,369,933 |
|
3 |
2007/10/12 |
195,962,197,177 |
|
4 |
2007/10/30 |
185,681,499,300 |
|
5 |
2007/10/11 |
179,409,273,541 |
|
6 |
2007/10/29 |
178,382,190,802 |
|
7 |
2007/10/15 |
174,984,449,067 |
|
8 |
2007/11/06 |
170,352,755,573 |
|
9 |
2007/10/18 |
169,121,203,305 |
|
10 |
2007/10/25 |
165,926,117,174 |
Top 10 Market Capitalisation
(Main Board and GEM)
|
Rank |
Date |
Market Capitalisation ($) |
|
1 |
2007/10/30 |
23,196,977,098,941 |
|
2 |
2007/11/01 |
23,176,749,100,222 |
|
3 |
2007/10/29 |
23,070,544,404,276 |
|
4 |
2007/10/31 |
23,069,877,573,111 |
|
5 |
2007/11/02 |
22,518,847,046,433 |
|
6 |
2011/04/21 |
22,324,252,903,664 |
|
7 |
2010/11/08 |
22,297,367,476,072 |
|
8 |
2007/10/26 |
22,285,176,719,928 |
|
9 |
2011/04/08 |
22,235,055,909,162 |
|
10 |
2007/11/07 |
22,202,420,942,652 |
Record High for Top-10 Derivatives Market Products (Based on Contract Volume)
|
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
|
Contracts |
Date |
Contracts |
Date |
|
Stock Options |
805,947 |
2008/03/27 |
9,218,955 |
2011/11/28 |
|
Hang Seng Index Futures |
235,385 |
2011/08/09 |
198,789 |
2007/06/27 |
|
H-shares Index Futures |
222,384 |
2012/09/25 |
207,979 |
2012/10/29 |
|
Hang Seng Index Options |
116,835 |
2011/08/05 |
560,087 |
2012/06/27 |
|
Mini Hang Seng Index Futures |
86,812 |
2011/08/09 |
21,682 |
2011/06/17 |
|
H-shares Index Options |
67,677 |
2012/09/14 |
765,935 |
2012/10/29 |
|
Stock Futures |
27,966 |
2007/03/28 |
26,482 |
2011/08/25 |
|
HSCEI Dividend Point Index Futures |
20,802 |
2012/05/24 |
77,555 |
2012/10/29 |
|
Mini H-shares Index Futures |
19,556 |
2011/08/09 |
6,684 |
2012/04/24 |
|
Mini Hang Seng Index Options |
13,917 |
2012/05/18 |
32,651 |
2012/05/29 |
