Highlights
- Securities Market
- The average daily turnover for the first nine months of 2009 was $61,261 million, a decrease of 23 per cent when compared with $79,255 million for the same period last year.
- The average daily turnover of CBBCs for the first nine months of 2009 was $6,755 million, an increase of 88 per cent when compared with $3,586 million for the same period last year.
- The average daily turnover of ETFs for the first nine months of 2009 was $2,032 million, an increase of 16 per cent when compared with $1,754 million for the same period last year.
- There were 8 new listings in September 2009, compared with 2 in the same period last year.
- Funds raised through IPOs totalled $63.1 billion in the first nine months of 2009, an increase of 1 per cent when compared with $62.3 billion in the same period last year.
- Funds raised (including IPOs) totalled $364.3 billion in the first nine months of 2009, an increase of 100 per cent when compared with $182.5 billion for the same period last year.
- Derivatives Market
- The average daily turnover of futures and options for the first nine months of 2009 was 403,650 contracts, a decrease of 7 per cent when compared with 431,981 contracts for the same period last year.
- The average daily turnover of equity index options for the first nine months of 2009 was 28,438 contracts, an increase of 27 per cent when compared with 22,462 contracts for the same period last year.
Listed Securities (Main Board and GEM)
Month-end figures
|
Sep 2009 |
Sep 2008 |
End 2008 |
No. of listed companies |
1,286 |
1,259 |
1,261 |
Total market capitalisation ($Bil.) |
15,960 |
12,548 |
10,299 |
No. of newly listed companies * |
8 |
2 |
49 |
No. of listed securities |
6,514 |
6,210 |
5,831 |
No. of equity warrants |
27 |
41 |
37 |
No. of derivatives warrants |
3,093 |
3,941 |
3,011 |
No. of CBBC |
1,893 |
759 |
1,314 |
No. of unit trusts |
46 |
33 |
33 |
No. of debt securities |
166 |
174 |
172 |
* Includes the number of transfers of listing from GEM to Main Board
Securities Market Turnover (Main Board and GEM)
|
Sep 2009 |
Aug 2009 |
% |
Monthly turnover ($Mil.) |
1,339,121 |
1,474,934 |
-9% |
Average daily turnover by value ($Mil.) |
60,869 |
70,235 |
-13% |
No. of trading days |
22 |
21 |
- |
Turnover by Type of Securities (Main Board and GEM)
|
Sep 2009 |
Aug 2009 |
% |
Equities |
993,487.11 |
1,083,242.07 |
-8.3% |
Derivative warrants |
146,613.61 |
166,420.96 |
-11.9% |
CBBC |
138,032.57 |
155,765.77 |
-11.4% |
Debt securities |
0.21 |
0.10 |
110.0% |
( ) % of market total
Mainland Enterprises (Main Board and GEM)
Month-end figures
|
Sep 2009 |
Sep 2008 |
End 2008 |
No. of H shares |
153 |
151 |
150 |
No. of Red chips Stocks |
96 |
93 |
93 |
No. of NHMPE |
234 |
209 |
222 |
Market capitalisation (% of market total) |
56.7% |
55.0% |
59.8% |
Turnover value (% of equity turnover) |
71.9% |
70.1% |
70.8% |
NHMPE = Non-H Share Mainland Private Enterprises
Index Performance
Month-end figures
|
Sep 2009 |
% |
% |
S&P/HKEx LargeCap Index |
24558.47 |
5.7% |
10.7% |
S&P/HKEx GEM Index |
639.23 |
4.9% |
15.8% |
Hang Seng Index |
20955.25 |
6.2% |
16.3% |
Hang Seng |
11858.15 |
5.1% |
30.7% |
Hang Seng China-Affiliated Corporations Index* |
3893.75 |
1.3% |
12.2% |
# - tracks H shares
* - tracks Red chips
Derivatives Market Turnover
|
Average Daily Volume (Contracts) |
||
Sep 2009 |
Aug 2009 |
% Change |
|
Total Futures |
159,073 |
187,497 |
-15.2% |
Hang Seng Index Futures |
76,101 |
89,610 |
-15.1% |
Mini Hang Seng Index Futures |
32,769 |
40,449 |
-19.0% |
H-shares Index Futures |
45,661 |
51,644 |
-11.6% |
Mini H-shares Index Futures |
3,770 |
4,075 |
-7.5% |
Stock Futures |
732 |
1,704 |
-57.0% |
3-Month HIBOR Futures |
6 |
2 |
200.0% |
1-Month HIBOR Futures |
1 |
0 |
- |
|
0 |
0 |
- |
Gold Futures |
32 |
13 |
146.2% |
Total Options |
221,263 |
192,006 |
15.2% |
Hang Seng Index Options |
23,571 |
20,536 |
14.8% |
Mini Hang Seng Index Options |
1,052 |
978 |
7.6% |
H-shares Index Options |
7,722 |
5,904 |
30.8% |
Stock Options |
188,918 |
164,587 |
14.8% |
Total Futures and Options |
380,336 |
379,503 |
0.2% |
Clearing and Settlement
CCASS Statistics (securities market) |
Sep 2009 |
Aug 2009 |
% Change |
Average daily number of exchange trades handled by CCASS |
679,567 |
763,647 |
-11.01% |
Average daily number of settlement instructions (SIs) settled by CCASS |
69,374 |
73,222 |
-5.26% |
Average daily number of investor SIs (ISIs) settled by CCASS |
531 |
548 |
-3.10% |
Average daily settlement efficiency of CNS stock positions on due day (T+2) |
99.86 |
99.86 |
N/A |
Shares deposited in the CCASS depository |
|
|
|
DCASS Statistics (derivatives market) |
Sep 2009 |
Aug 2009 |
% |
Month-end Open Interest (contracts) |
|
|
|
- Equity Index Futures |
168,674 |
175,003 |
-3.6% |
- Stock Futures |
4,389 |
8,474 |
-48.2% |
- Interest Rates Futures |
189 |
539 |
-64.9% |
- Gold Futures |
30 |
42 |
-28.6% |
- Equity Index Options |
415,218 |
462,496 |
-10.2% |
- Stock Options |
3,663,846 |
4,561,843 |
-19.7% |
Year-to-date Statistics
Securities Market |
Sep 2009 |
Sep 2008 |
% Change |
No. of newly listed companies # |
33 |
38 |
-13% |
Average daily turnover by value ($Mil.) |
61,261 |
79,255 |
-23% |
Average share traded per trading day (Mil. Shares) |
96,813 |
124,033 |
-22% |
Average no. of trades per trading day |
700,470 |
561,712 |
25% |
Fund raised by IPOs ($Mil.) |
63,101 |
62,331 |
1% |
Total funds raised (including IPOs) ($Mil.)* |
364,273 |
182,476 |
100% |
Derivatives Market |
Sep 2009 |
Sep 2008 |
% |
Average daily volume (contracts) |
|
|
|
- Equity Index Futures |
180,850 |
175,958 |
2.8% |
- Stock Futures |
1,179 |
908 |
29.8% |
- Interest Rates Futures |
14 |
108 |
-87.0% |
- Gold Futures ** |
23 |
0 |
- |
- Equity Index Options |
28,438 |
22,462 |
26.6% |
- Stock Options |
193,147 |
232,545 |
-16.9% |
Clearing & Settlement |
Sep 2009 |
Sep 2008 |
% |
Average daily number of exchange trades handled by CCASS |
700,463 |
561,700 |
24.70% |
Average daily number of settlement instructions (SIs) settled by CCASS |
67,360 |
63,713 |
5.72% |
Average daily number of investor SIs (ISIs) settled by CCASS |
538 |
532 |
1.13% |
# Includes the number of transfers of listing from GEM to Main Board
* Provisional figures only
** Trading in Gold Futures commenced on
Historical Records
up to 30 September
Top 10 Hang Seng Index Closes
Rank |
Date |
Close |
1 |
2007/10/30 |
31638.22 |
2 |
2007/10/29 |
31586.90 |
3 |
2007/11/01 |
31492.88 |
4 |
2007/10/31 |
31352.58 |
5 |
2007/11/02 |
30468.34 |
6 |
2007/10/26 |
30405.22 |
7 |
2007/10/25 |
29854.49 |
8 |
2007/11/07 |
29708.93 |
9 |
2007/12/06 |
29558.92 |
10 |
2007/10/15 |
29540.78 |
Top 10 Daily Market Turnover
(Main Board and GEM)
Rank |
Date |
Turnover ($) |
1 |
2007/10/03 |
210,505,533,155 |
2 |
2007/10/16 |
201,413,369,933 |
3 |
2007/10/12 |
195,962,197,177 |
4 |
2007/10/30 |
185,681,499,300 |
5 |
2007/10/11 |
179,409,273,541 |
6 |
2007/10/29 |
178,382,190,802 |
7 |
2007/10/15 |
174,984,449,067 |
8 |
2007/11/06 |
170,352,755,573 |
9 |
2007/10/18 |
169,121,203,305 |
10 |
2007/10/25 |
165,926,117,174 |
Top 10 Market Capitalisation
(Main Board and GEM)
Rank |
Date |
Market Capitalisation ($) |
1 |
2007/10/30 |
23,196,977,098,941 |
2 |
2007/11/01 |
23,176,749,100,222 |
3 |
2007/10/29 |
23,070,544,404,276 |
4 |
2007/10/31 |
23,069,877,573,111 |
5 |
2007/11/02 |
22,518,847,046,433 |
6 |
2007/10/26 |
22,285,176,719,928 |
7 |
2007/11/07 |
22,202,420,942,652 |
8 |
2007/11/06 |
21,960,903,395,247 |
9 |
2007/10/25 |
21,942,008,331,692 |
10 |
2007/12/06 |
21,764,884,238,904 |
Record High for Top-5 Derivatives Market Products (Based on Contract Volume)
Product |
Record High Daily Volume |
Record High Open Interest |
||
|
Contracts |
Date |
Contracts |
Date |
Stock Options |
805,947 |
2008/03/27 |
8, |
2007/11/28 |
Hang Seng Index Futures |
224,461 |
2008/10/28 |
198,789 |
2007/06/27 |
H-shares Index Futures |
219,689 |
2008/10/28 |
156,841 |
2008/03/26 |
Hang Seng Index Options |
85,981 |
2007/11/28 |
476,682 |
2007/08/29 |
Mini Hang Seng Index Futures |
6 |
2008/01/24 |
11,148 |
2009/07/29 |