FTSE Mondo Visione Exchanges Index:
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Date 30/10/2009
CFTC Releases Latest Quarterly Data On Commodity Index Investment
Swap dealers and index traders that receive a “special call” (under CFTC Rule 18.05) must file monthly reports with the CFTC's Division of Market Oversight within 5 business days after the end of the month. Selected quarterly data from those reports is published below. Those data show the national values and the equivalent number of futures contracts for all U.S. markets with more than $0.5 billion of reported net notional value of index investment at the end of any one quarter.
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Date 30/10/2009
SEC Fee Rate Advisory #3 For Fiscal Year 2010
The continuing resolution funding the Securities and Exchange Commission for fiscal year 2010 since Oct. 1, 2009, is being extended through Dec. 18, 2009. During this period, fees paid under Section 6(b) of the Securities Act of 1933 and Sections 13(e) and 14(g) the Securities Exchange Act of 1934 will remain at the current rate of $55.80 per million dollars, while fees paid under Section 31 of the Securities Exchange Act of 1934 will remain at the current rate of $25.70 per million dollars.
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Date 30/10/2009
Federal Court Freezes Assets Of Moroccan Resident Richmond Hamilton, Jr., And The Chicago Commodity Pool He Manages In A $1 Million Pool Anti-Fraud Case Brought By The CFTC - Court Appoints A Receiver To Indentify Assets And Funds Owed Customers
The U.S. Commodity Futures Trading Commission (CFTC) today announced that it obtained an emergency court order freezing assets held by defendants Raleigh Capital Management, Inc. (RCM), of Chicago, Ill., and its sole principal, Richmond Hamilton, Jr., who resides in Morocco. The court’s order also prohibits the destruction of records and appoints a receiver to identify assets, customers and amounts owed customers.
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Date 30/10/2009
SEC Charges Former CFO And Six Relatives And Friends In California-Based Insider Trading Ring
The Securities and Exchange Commission today charged the former chief financial officer of a San Francisco private investment firm and six of his relatives and friends with insider trading, alleging that their scheme collectively reaped more than $8 million in illicit profits from unlawful trades in the securities of Tempur-pedic International, Inc. and Acxiom Corporation.
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Date 30/10/2009
UBS AG Lists The UBS E-TRACS Dow Jones-UBS Commodity Index Total Return ETN On NYSE Arca
NYSE Euronext (NYX) announced that its wholly-owned subsidiary, NYSE Arca, began trading the UBS E-TRACS Dow Jones-UBS Commodity Index Total Return ETN (NYSE Arca: DJCI) on Thursday, October 29, 2009. Issued by UBS AG, the ETN is designed to track the performance of the DJ-UBS Commodity Index Total Return (the “Index”), less investor fees.
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Date 30/10/2009
Irish Stock Exchange Publishes Market Statistical Review For Q3 2009 - Over 1.75 Million Trades Dealt On The Exchange - €112 Billion Turnover In Irish Government Securities - All ISEQ Equity Indices Show Growth In Q3
The Irish Stock Exchange [ISE] has published its market statistical review covering the nine months to September 2009 [January – September inclusive].
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Date 30/10/2009
Opening Statement Of CFTC Commissioner Jill Sommers Before The CFTC Agricultural Advisory Committee, Washington, DC, October 29, 2009
Click here to download the Opening statement of Commissioner Jill Sommers before the CFTC Agricultural Advisory Committee, Washington, DC, October 29, 2009.
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Date 30/10/2009
SEC Office Of The Chief Accountant Releases Staff Accounting Bulletin
The Office of the Chief Accountant of the U.S. Securities and Exchange Commission today issued updated guidance on how the agency’s staff interprets accounting rules related to the oil and gas industry.
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Date 30/10/2009
Tokyo Stock Exchange Group, Inc. And Consolidated Subsidiaries Consolidated Financial Results For The Six Months And The Second Quarter Of FY2009 (Unaudited)
Click here to download the Tokyo Stock Exchange's consolidated financial results for the six months ended September 30,2009.
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Date 30/10/2009
SMARTS Launches World Leading Market Surveillance Technology For The US
SMARTS Group, the global leader in financial market surveillance technology announced the launch of its world leading SMARTS.broker market surveillance platform for the US. The service monitors all major US securities markets and provides a full range of market manipulation and compliance alerts.
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