FTSE Mondo Visione Exchanges Index:
News Centre
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Date 23/04/2024
Q1/2024: Deutsche Börse Group Starts The Financial Year 2024 As Planned With Further Considerable Growth
Deutsche Börse Group has just published its quarterly statement Q1/2024. Please scroll down for the link to the entire report.
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Date 23/04/2024
CFTC Statement Of Commissioner Kristin N. Johnson Regarding Final Rulemaking On Swap Confirmation Requirements For Swap Execution Facilities
An essential component of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act) is its framework for the regulation of swaps, including central clearing and trade execution requirements, registration and comprehensive regulation of swap dealers, and recordkeeping and reporting requirements.
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Date 23/04/2024
SIFMA Statement On The Final DOL Fiduciary Rule
SIFMA today issued the following statement from president and CEO Kenneth E. Bentsen, Jr. regarding the final Department of Labor (DOL) fiduciary rule:
“We are closely examining the details of the final rule released today. As proposed, the rule conflicted with existing federal securities regulation – specifically Regulation Best Interest – and would likely limit investors’ access to advice and education. Stakeholders have been quite explicit on the need to address these conflicts and we will be reviewing the conflict-related text as well as other relevant text on the material flaws we raised in our comments.”
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Date 23/04/2024
CFTC Approves Final Rules On Swap Confirmation Requirements For SEFs
The Commodity Futures Trading Commission (CFTC) approved final rules to amend its swap execution facility (SEF) regulations related to uncleared swap confirmations to address issues which have been addressed in CFTC staff no-action letters, including the most recent CFTC No Action Letter No. 17-17, as well as associated conforming and technical changes.
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Date 23/04/2024
Private Equity Financing − Speech By Rebecca Jackson, Bank Of England Executive Director, Authorisations, Regulatory Technology And International Supervision, Given At UK Finance
The private equity market has grown considerably over the past decade, and with it, Banks’ exposures to the sector have also grown considerably. The PRA recently concluded a thematic review of firms’ private equity financing risk management frameworks. In this speech, Rebecca Jackson sets out the review’s findings, and highlights a number of gaps in firms’ risk management frameworks.
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Date 23/04/2024
UK Financial Conduct Authority: Individual Charged With Investment Fraud Over Unauthorised Multimillion Pound ‘Kube Trading’ Scheme
The Financial Conduct Authority (FCA) has launched criminal proceedings against Lee Steven Maggs of Sittingbourne, Kent, for 2 counts of fraud and 1 count of breaching the Financial Services and Markets Act 2000 (FSMA).
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Date 23/04/2024
REMIT Breach: Bulgarian Regulator (EWRC) Fines Kozloduy NPP EAD €300,000 For Insider Trading
On 16 April 2024, the Bulgarian Energy and Water Regulatory Commission (EWRC) adopted a decision imposing a fine of BGN 604,064 (approximatively €300,000) on Kozloduy NPP EAD for insider trading on the Bulgarian wholesale electricity market.
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Date 23/04/2024
NYSE Surveys Wall Street On 24/7 Stock Trading
The New York Stock Exchange (NYSE) is currently engaging market participants in discussions about the potential benefits of transitioning to 24/7 stock trading. This move comes as regulatory bodies examine an application for establishing the first round-the-clock exchange. Conducted by the NYSE's data analytics team, a subsidiary of the Intercontinental Exchange, this survey explores the burgeoning interest in facilitating overnight trades of major stocks like Nvidia or Apple, mainly between 8 pm and 4 am Eastern time.
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Date 23/04/2024
CME Group U.S. Credit Futures To Begin Trading On June 17
- New contracts based on Bloomberg corporate bond indexes will bring greater flexibility for risk management
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Date 23/04/2024
UK Financial Conduct Authority Secures £533,000 To Return To Investors
The FCA has recovered funds from an unauthorised deposit-taking scheme operated by Bright Managment Solution Limited [sic] and others.